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WSWS
: History
: 2005
SEP/WSWS Summer School
Lecture four: Marxism, history and the science of perspective
By David North
14 September 2005
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This lecture was delivered by World Socialist Web Site
Editorial Board Chairman David North at the Socialist Equality
Party/WSWS summer school held August 14 to August 20, 2005 in
Ann Arbor, Michigan.
This is the fourth lecture that was given at the school.
The first, entitled The
Russian Revolution and the unresolved historical problems of the
20th century was posted in four parts, from August 29
to September 1. The second, entitled Marxism
versus revisionism on the eve of the twentieth century,
was posted in three parts on September 2, 4 and 5. The third,
entitled The origins of Bolshevism
and What Is To Be Done? was posted in seven parts
from September 6 to September 13. These lectures were also authored
by David North.
Is a science of history possible?
There is no element of Marxism that has aroused so much opposition
as its claim to have placed socialism on a scientific foundation.
In one form or another, its critics find this assertion unacceptable,
implausible and even impossible. Proceeding from the obvious fact
that the laws of socio-economic development which Marxism claims
to have uncovered lack the precision and specificity of the laws
uncovered by physicists, chemists and mathematicians, the critics
assert that Marxism cannot be considered a science.
If this criticism is valid, it means that no scientific theory
of history and social development is possiblesimply because
by its very nature human society cannot be reduced to and encompassed
by mathematical formulae.
But whether Marxism is a science depends, to a great extent,
upon 1) whether the laws which it claims to have discovered reveal
the real objective mechanisms of socio-economic development; 2)
whether the discovery of those laws can adequately explain the
preceding historical evolution of mankind; and 3) whether the
understanding of these laws makes possible significant predictions
about the future development of human society.
Among the fiercest critics of the possibility of a science
of society which can make meaningful predictions about the future
was the Austro-English philosopher Karl Popper. He rejected what
he called historicism, by which he meant an
approach to the social sciences which assumes that historical
prediction is their principal aim, and which assumes that
this aim is attainable by discovering the rhythms
or the patterns, the laws or the trends
that underlie the evolution of history. Popper wrote that
he was convinced that such historicist doctrines of method
are at bottom responsible for the unsatisfactory state of the
theoretical social sciences...[1]
Popper claimed to have demonstrated that historical prediction
is impossible, a conclusion that he based on the following interrelated
axioms:
The course of human history is strongly influenced by
the growth of human knowledge.
We cannot predict, by rational or scientific methods,
the future growth of our scientific knowledge.
We cannot, therefore, predict the future course of human
history.
This means that we must reject the possibility of a theoretical
history; that is to say, of a historical social science that
would correspond to theoretical physics. There can be no
scientific theory of historical development serving as a basis
for historical prediction.
The fundamental aim of historicist methods is therefore
misconceived, and historicism collapses.[2]
Poppers criticism is thoroughly idealist: the basis of
historical development, he argues, is thought and knowledge; and
since we cannot know today what we will know in either a week,
a month, a year or even longer, historical prediction is impossible.
Poppers idealist conception of history fails to consider
the question of the historical origins of thought and knowledge.
Poppers attempt to invoke the limits of knowledge as an
absolute barrier to scientific history fails to the extent that
it can be shown that the growth of human knowledge is itself a
product of historical development and subject to its laws. The
foundation of human history is to be found not in the growth of
knowledge, but in the development of laborthe essential
and primary ontological category of social being. I mean this
in the sense indicated by Engelsthat the emergence of the
human species, the growth of the human brain, and the development
of specifically human forms of consciousness are the outcome of
the evolution of labor.
The establishment of the ontological primacy of labor served
in the work of Marx as the foundation of the materialist conception
of history, which provides an explanation of the process of social
transformation that is not dependent uponalthough, of course,
never completely independent ofconsciousness. Its identification
of the interaction of the relations of productioninto which
men enter independently of their consciousnessand the material
forces of production can be shown to retain validity over a significant
expanse of historical time during which, one can safely assume,
mans knowledge grew.
What provides the essential impulse for historical change is
not the scale or level of knowledge in itself, but the dialectical
interaction of the productive forces and social relations of production,
which constitute in their unity and conflict the economic foundations
of society.
Returning to Popper, it is not clear what he means when he
says that historical prediction is impossible because we do not
know what we will know tomorrow. One interpretation of this axiom
is that the acquisition of some new form or type of knowledge
might so radically alter the human condition as to move mankind
upon some new and previously unimagined trajectory of social development,
throwing all predictions out the window.
But what could this be? Let us imagine something truly spectacular:
the sudden discovery of a technology that increases overnight
the productivity of mankind by a factor of 1,000. However, even
in such an extraordinary case, the theoretical framework of Marxism
would not be obliterated. The hitherto unimaginable growth in
the power of the productive forces would in some massive way impact
upon the existing property relations. Moreover, as always under
capitalism, the uses and impact of the advances in knowledge and
technique would be conditioned by the needs and interests of the
capitalist market.
Let us consider another possible meaning of Poppers axiom:
that new knowledge will invalidate historical materialism as a
theory of mans socio-economic development. If we admit the
possibility that the subsequent growth of knowledge will demonstrate
the inadequacy of historical materialism, that would imply that
it had been superseded by a theory which made possible a more
profound insight into the nature of historical development. If
this new theory were to demonstrate that Marxs emphasis
on the socio-economic foundations of society was inadequate or
incorrect, it would do so by bringing into light another, previously
undetected impulse of historical development.
In other words, the expansion of knowledge would not make historical
prediction impossible. Rather, it should make predictions of an
even more profound, exhaustive and precise character possible.
The growth of knowledgewhich Popper makes the touchstone
of his case against Marxis far more easily turned against
Popper himself.
In the course of his argument, Popper is compelled to acknowledge
that historicism, i.e., Marxism, does establish that
there are trends or tendencies in social change whose
existence can hardly be questioned... But, he insists,
trends are not laws. A law is timeless, universally
valid for all times and conditions. A trend or tendency, on the
other hand, though it may have persisted for hundreds or
thousands of years may change within a decade, or even more rapidly
than that... It is important to point out that laws and trends
are radically different things.[3]
On the basis of this argument, it would be possible for Popper
to argue that the unity and conflict between the productive forces
and social relations, though it has persisted over several thousand
years of human history, is merely a trend. The same could be said
of the class struggle as a whole. Though it may well be true that
the class struggle has played a key role in history for five thousand
years, that may not be true in the future and so the class struggle
is merely a tendency.
The positing of an absolute distinction between law and trend
is an exercise in logical metaphysics, which violates the nature
of a complex social reality. The vast heterogeneity of social
phenomena, in which millions of individuals consciously pursue
what they perceive, correctly or incorrectly, to be in their own
interests, produces a situation in which laws can only fulfill
themselves in the real world as tendencies, and necessities only
in the tangle of opposing forces, only in a mediation that takes
place by way of endless accidents.[4]
The ultimate basis of Poppers rejection of Marxism (which,
with all sorts of minor variations, is widely shared) is the conception
that there are simply too many factors, too many interactions,
too many unanticipated variables in human behavior. How can a
deterministic view of human society be reconciled with the undeniable
social fact that crazy things, coming in from way out of left
field, do happen? There are just too many Texas Book Depositories
and Dealey Plazas out there to allow us to make predictions with
the degree of accuracy demanded by real science. That is why,
to use the late Sir Poppers words, the social sciences
do not as yet seem to have found their Galileo.[5]
Putting aside for another day the complex problems of the relation
between accident and necessity, it must be said that history shares
with many other sciences the impossibility of making absolute
predictions about future events. Meteorology is a science, but
its practitioners cannot guarantee the accuracy of their forecasts
for tomorrow, let alone next week. While it is likely that forecasting
capabilities will continue to improve, it is unlikely that absolute
predictability will be achieved. Nevertheless, even if meteorologists
cannot predict whether the barbecue we plan to hold in our garden
next week will occur under cloudless skies as planned, their ability
to analyze weather patterns and anticipate climatic
trends plays a critical and indispensable role in innumerable
aspects of socio-economic life. Predictability encounters limits
as well in the sciences of biology, astronomy and geology. As
explained by Nobel physicist Steven Weinberg:
Even a very simple system can exhibit a phenomenon known
as chaos that defeats our efforts to predict the systems
future. A chaotic system is one in which nearly identical initial
conditions can lead after a while to entirely different outcomes.
The possibility of chaos in simple systems has actually been known
since the beginning of the century; the mathematician and physicist
Henri Poincaré showed then that chaos can develop even
in a system as simple as a solar system with only two planets.
The dark gaps in the rings of Saturn have been understood for
many years to occur at just those positions in the ring from which
any orbiting particles would be ejected by their chaotic motion.
What is new and exciting about the study of chaos is not the discovery
that chaos exists but that certain kinds of chaos exhibit some
nearly universal properties that can be analyzed mathematically.
The existence of chaos does not mean that the behavior
of a system like Saturns rings is somehow not completely
determined by the laws of motion and gravitation and its initial
conditions, but only that as a practical matter we can not calculate
how some things (such as particle orbits in the dark gaps in Saturns
rings) evolve. To put this a little more precisely: the presence
of chaos in a system means that for any given accuracy with which
we specify the initial conditions, there will eventually come
a time at which we lose all ability to predict how the system
will behave... In other words, the discovery of chaos did not
abolish the determinism of pre-quantum physics, but it did force
us to be a bit more careful in saying what we mean by this determinism.
Quantum mechanics is not deterministic in the same sense as Newtonian
mechanics; Heisenbergs uncertainty principle warns us that
we cannot measure the position and velocity of a particle precisely
at the same time, and, even if we make all the measurements that
are possible at one time, we can predict only probabilities about
the results of experiments at any later time. Nevertheless, we
shall see that even in quantum physics there is still a sense
in which the behavior of any physical system is completely determined
by the initial conditions and the laws of nature.[6]
The scientific character of Marxism does not depend on its
ability to predict tomorrows headlines on the front page
of the New York Times. Those who seek that type of prediction
should consult an astrologer. Rather, Marxism, as a method of
analysis and materialist world outlook, has uncovered laws that
govern socio-economic and political processes. Knowledge of these
laws discloses trends and tendencies upon which substantial historical
predictions can be based, and which allow the possibility
of intervening consciously in a manner that may produce an outcome
favorable to the working class.
Poppers assault on the legitimacy of Marxism, and his
rejection of the possibility of historical prediction, in this
sense fails the most crucial test of all: that of concrete historical
experience. The development of historical materialism marked a
massive leap in the understanding of human society, an advance
in scientific social theory that imparted to mans social
practice, first and foremost in the sphere of politics, an unprecedented
level of historical self-consciousness. To a degree previously
unattainable, the disclosure of the laws of socio-economic development
allowed man to locate his own practice in an objective process
of historical causality. Prophecy was replaced by the science
of political perspective.
From the French Revolution to the Communist
Manifesto
The events of 1789-1794 certainly provided an impulse for the
development of a science of history. A Revolution which had begun
under the banner of Reason developed in a manner that no one had
planned or foreseen. The struggle of political factions, which
assumed an increasingly bloody and fratricidal character, culminating
in the Reign of Terror, seemed to unfold with a logic whose momentum
was as mad as it was unstoppable. Moreover, the outcome of all
the terrible struggles of the revolutionary era did not at all
realize the ideals which had been proclaimed by the Revolution
and for whose realization so much blood had been shed. Out of
the struggle for Liberty, Equality and Fraternity
new forms of oppression had emerged.
In the decades that followed the Revolution, a number of French
historians and social thinkersprincipally St. Simon, Thierry,
Mignet and Guizotrecognized that the cataclysmic events
of the 1790s arose on the basis of a struggle between conflicting
social forces. St. Simon wrote specifically of the conflict between
propertied and non-propertied classes. In 1820, Guizot defined
the struggle of the 1790s in the following terms: for over
thirteen centuries France contained two peoples: conquerors and
vanquished. For over thirteen centuries, the vanquished people
fought to throw off the yoke of their conquerors. Our history
is one of that struggle. In our times, a decisive battle has taken
place. The battle is called revolution.[7]
Guizot wrote as an unabashed defender of the people,
i.e., the Third Estate, against the aristocracy. But even as Guizot
wrote, changes in the social structure of France, the development
of capitalist industry, were revealing that the people
were torn by inner social divisions. While industry developed
at a far slower pace in France than in England, strikes had become
sufficiently common in the former to be subjected by the Code
Napoleon to harsh legal sanctions.
The smashing of machinery, the so-called Luddite movement in
which the struggles of the working class first were manifested,
appeared initially in England in the 1770s. The Luddite movement
became sufficiently threatening to require the use of troops against
rioters in 1811-1812, and the British Parliament decreed the death
penalty for machine-breaking in 1812. The first major recorded
incidents of French Luddism began in 1817, and serious incidents
continued for several decades. Similar developments occurred in
other European countries and even in the United States.
More developed forms of working class struggle, such as mass
strikes, became increasingly common in France during the 1830s
and 1840s. It is during this period that the word socialism
makes its first appearance in France. According to the historian
G.D.H. Cole, The socialists were those who,
in opposition to the prevailing stress on the claims of the individual,
emphasized the social element in human relations and sought to
bring the social question to the front in the great debate about
the rights of man let loose by the French Revolution and by the
accompanying revolution in the economic field.[8]
The first major work on the subject of French socialism was
written by the German Lorenz Stein in 1842. The author defined
socialism as the systematic science of equality realized
in economic life, state and society, through the rule of labor.[9]
It is not my intention to present here a lecture on the origins
and history of socialism. Rather, I intend only to indicate the
changing social and intellectual context in which Marx and Engels
began their extraordinary collaboration, developed the materialist
conception of history, and in 1847 wrote the Communist Manifesto.
What I wish particularly to stress is that their work reflected
and anticipated in advanced theoretical terms the emergence within
the general democratic movement of the people the
new social division between the working class and the bourgeoisie.
There is no more powerful refutation of the denial of the possibility
of historical prediction than the text of the Communist Manifesto,
the first truly scientific and still unsurpassed work of historical,
socio-economic and political perspective. In a few pages, Marx
and Engels identified in the class struggle an essential driving
force of history, outlined the economic and political processes
out of which the modern, bourgeois, world emerged, and explained
the world-historical revolutionary implications of the development
of capitalist industry and finance.
The bourgeoisie, wherever it has got the upper hand,
has put an end to all feudal, patriarchal, idyllic relations.
It has piteously torn asunder the motley feudal ties that bound
man to his natural superiors, and has left remaining
no other nexus between man and man than naked self-interest, than
callous cash payment. It has drowned the most heavenly
ecstasies of religious fervor, of chivalrous enthusiasm, of philistine
sentimentalism, in the icy water of egotistical calculation. It
has resolved personal worth into exchange value, and in place
of the numberless indefeasible chartered freedoms, has set up
that single unconscionable freedomFree Trade. In one word,
for exploitation, veiled by political and religious illusions,
it has substituted naked, shameless, direct, brutal exploitation.
The bourgeoisie has stripped of its halo every occupation
hitherto honored and looked up to with reverent awe. It has converted
the physician, the lawyer, the priest, the poet, the man of science,
into its paid wage-laborers.
The bourgeoisie has torn away from the family its sentimental
veil, and has reduced the family relation to a mere money relation...
The bourgeoisie cannot exist without constantly revolutionizing
the instruments of production, and thereby the relations of production,
and with them the whole relations of society. Conservation of
the old modes of production in unaltered form, was, on the contrary,
the first condition of existence for all earlier industrial classes.
Constant revolutionizing of production, uninterrupted disturbance
of all social conditions, everlasting uncertainty and agitation
distinguish the bourgeois epoch from all earlier ones...
The bourgeoisie has through its exploitation of the world-market
given a cosmopolitan character to production and consumption in
every country... All old-established national industries have
been destroyed or are being destroyed. They are dislodged by new
industries, whose introduction becomes a life and death question
for all civilized nations, by industries that no longer work up
indigenous raw material, but raw material drawn from the remotest
zones; industries whose products are consumed, not only at home,
but in every quarter of the globe... In place of the old local
and national seclusion and self-sufficiency, we have intercourse
in every direction, universal inter-dependence of nations. And
as in material, so also in intellectual production. National one-sidedness
and narrow-sidedness and narrow-mindedness become more and more
impossible, and from the numerous national and local literatures,
there arises a world literature.[10]
One must resist the urge to continue reading from this epochal
work, to which nothing previously written can compare.
Lessons of 1848
The Manifesto was published on the eve of the revolutionary
eruptions that were to shake much of Europe in 1848. As Marx was
later to note, the principal political actors in the drama of
that year, particularly the petty-bourgeois leaders of the democratic
movement, sought to explain and justify their own actions by invoking
the traditions of 1793. But in the half-century that had passed
since Robespierres Jacobins waged their life and death struggle
against feudal reaction, the economic structure and social physiognomy
of Europe had changed.
Even as the advanced sections of the bourgeoisie sought to
work out the forms of rule appropriate to the development of capitalism,
the emergence of the working class as a significant social force
fundamentally altered the political equation. However great the
tensions between the rising bourgeoisie and the remnants of the
aristocracy, with its roots in the feudal past, the discontent
and demands of the new proletariat were perceived by the capitalist
elite to be a more direct and potentially revolutionary threat
to its interests. In France, the bourgeoisie reacted to the specter
of socialist revolution by carrying out a massacre in Paris in
June 1848.[11] In Germany, the bourgeoisie retreated from its
own democratic program, and concluded an agreement with the old
aristocracy, in opposition to the people, that left the old autocracy
more or less intact.
The Communist Manifesto anticipated and predicted the
irreconcilable conflict between the bourgeoisie and the working
class. The Revolutions of 1848 substantiated the analysis made
by Marx and Engels. In their contemporaneous writings on the unfolding
of the events of 1848 in France, in Germany and other parts of
Europe, Marx and Engelsin the first practical application
of the historical materialist method of analysisdisclosed
the socio-economic and political logic that drove the bourgeoisie
into the camp of reaction, and which produced the cowardly capitulation
of the representatives of the democratic middle class before the
offensive of aristocratic and bourgeois reaction.
The revolutions of 1848 did not produce from the ranks of the
radical petty bourgeoisie, let alone of the bourgeoisie, new Robespierres,
Dantons and Marats. Marx and Engels recognized that the cowardly
role played by the democratic representatives of the bourgeoisie
and petty bourgeoisie was the political expression of the profound
change in the social structure of Western Europe since the days
of the Jacobin Terror more than a half-century earlier. They analyzed
this change and drew from it far-reaching political conclusions
that were to influence debates on the character of the Russian
Revolution fifty years later. This analysis brought into usage
a phraseDie Revolution in Permanenzthat would
reverberate throughout the twentieth century, above all in the
writings of Leon Trotsky.
In March 1850, Marx and Engels submitted to the Central Authority
of the Communist League a report in which they summed up the major
strategic lessons of the revolutionary struggles of 1848-49. They
began by pointing out that the bourgeoisie utilized the state
power that had fallen into its lap as a result of the uprising
of the workers and popular masses against those very forces. It
had even been prepared to share or return power to the representatives
of the old autocracy in order to safeguard its position against
the threat of social revolution from below.
While the representatives of the big bourgeoisie had turned
decisively to the right, Marx and Engels warned that the working
class could expect the same from the representatives of the democratic
petty bourgeoisie. They stressed that there existed fundamental
differences in the social position and interests of the democratic
petty bourgeoisie and the working class.
Far from desiring to transform the whole of society for
the revolutionary proletarians, the democratic petty bourgeois
strive for a change in social conditions by means of which the
existing society will be made as tolerable and comfortable as
possible for them...
... While the democratic petty bourgeois wish to bring
the revolution to a conclusion as quickly as possible, and with
the achievement, at most, of the above demands, it is our interest
and our task to make the revolution permanent, until all more
or less possessing classes have been forced out of their position
of dominance, the proletariat has conquered state power, and the
association of proletarians, not only in one country but in all
the dominant countries of the world, has advanced so far that
competition among the proletarians in these countries has ceased
and that at least the decisive productive forces are concentrated
in the hands of the proletarians. For us the issue cannot be the
alteration of private property but only its annihilation, not
the smoothing over of class antagonisms but the abolition of classes,
not the improvement of existing society but the foundations of
a new one.[12]
Marx and Engels emphasized the need for the working class to
maintain its political independence from the representatives of
the democratic petty bourgeoisie, and not allow itself to be misled
by their seductive rhetoric:
At the present moment, when the democratic petty bourgeois
are everywhere oppressed, they preach in general unity and reconciliation
to the proletariat, they offer it their hand and strive for the
establishment of a large opposition party which will embrace all
shades of opinion in the democratic party, that is, they strive
to entangle the workers in a party organization in which general
social-democratic phrases predominate, and serve to conceal their
special interests, and in which the definite demands of the proletariat
must not be brought forward for the sake of beloved peace. Such
a union would turn solely to their advantage and altogether to
the disadvantage of the proletariat. The proletariat would lose
its whole independent, laboriously achieved position and once
more be reduced to an appendage of official bourgeois democracy.
This union must, therefore, be decisively rejected.[13]
Even after the passage of 155 years, these words retain extraordinary
political relevance. What is the Democratic Party in the United
States, not to mention the Greens, except the political means
by which the working class is subordinated, through the good offices
of the liberal and reform-minded middle class, to the interests
of the capitalist ruling elites? Even when it came to discussing
the electoral tactics of the working class party, Marx and Engels
displayed astonishing political prescience:
... Even where there is no prospect whatever of their
being elected, the workers must put up their own candidates in
order to preserve their independence, to count their forces and
to lay before the public their revolutionary attitude and party
standpoint. In this connection they must not allow themselves
to be bribed by such arguments of the democrats as, for example,
that by so doing they are splitting the democratic party and giving
the reactionaries the possibility of victory. The ultimate purpose
of such phrases is to dupe the proletariat.[14]
Marx and Engels concluded their report by emphasizing that
the workers themselves must do the utmost for their final
victory by making it clear to themselves what their class interests
are, by taking up their position as an independent party as soon
as possible and by not allowing themselves to be misled for a
single moment by the hypocritical phrases of the democratic petty
bourgeois into refraining from the independent organization of
the party of the proletariat. Their battle cry must be: The Revolution
in Permanence.[15]
The principal strategic and tactical issues that would confront
the international revolutionary socialist movement during the
next centuryand even up to our own timewere anticipated
in this extraordinary document: the relationship between the bourgeoisie,
the petty bourgeoisie and the working class; the attitude of the
working class to the democratic parties of the petty bourgeoisie;
the significance of the struggle for the political independence
of the working class; the essentially international character
of the socialist revolution, and the universal liberating program
of socialismthat is, the abolition of all forms of class
oppression.
But in an even more profound sense, this document marks a new
stage in the development of mankind. As it is through the emergence
of homo sapiens sapiens that nature in general achieves
consciousness of itself, it is with the development of Marxism
that humankind arrives at the point of being, in the deepest sense
of the term, historically self-conscious. The making of history
by human beings, their conscious rearrangement of the social relations
within which they exist, becomes a programmatic question. Having
attained a scientific insight into the laws of his own economic,
social, and political development, man is able to foresee and
construct in his own mind (teleologically posit) a
realistic image of the future, and adapt his own practice, as
required by objective conditions, so that this future can be realized.
Marxism and the Russian Question
I believe it can be argued that it was within the Russian Social
Democratic movement that Marxism as a science of historical and
political perspective attained its highest development. In no
other section of the international workers movement, including
Germany, was there so persistent an effort to derive the appropriate
forms of political practice from a detailed analysis of the socio-economic
conditions. This is, perhaps, explained by the fact that Russia,
on account of its backwardness, at least in comparison to Western
Europe, presented to Marxism an exceptional challenge.
When Marxism first began to attract the attention of the radical
democratic intelligentsia of Russia, none of the objective socio-economic
conditions that were assumed to be essential for the development
of a socialist movement existed in the country. Capitalist development
was still in its most rudimentary stages. There existed little
in the way of industry. The Russian proletariat had barely begun
to emerge as a distinct social class, and the native bourgeoisie
was politically amorphous and impotent.
What relevance, then, could Marxism, a movement of the urban
proletariat, have for the political development of Russia? In
his Open Letter to Engels, the populist Pyotr Tkachev
argued that Marxism was not relevant to Russia, that socialism
could never be achieved in Russia through the efforts of the working
class, and that if there were to be a revolution it would arise
on the basis of peasant struggles. He wrote:
May it be known to you that we in Russia have not at
our command a single one of the means of revolutionary struggle
which you have at your disposal in the West in general and in
Germany in particular. We have no urban proletariat, no freedom
of the press, no representative assembly, nothing that could allow
us to hope to unite (in the present economic situation) the downtrodden,
ignorant masses of working people into a single, well-organized,
disciplined workers association. [16]
The refutation of such arguments required that Russian Marxists
undertake an exhaustive analysis of what was often referred to
as our terrible Russian reality. The almost endless
debate over perspectives dealt with such essential
questions as: (1) Whether there existed in Russia objective conditions
for the building of a socialist party; (2) Assuming that such
conditions did exist, on what class should that party base its
revolutionary efforts? (3) What would be the class character,
in objective socio-economic terms, of the future revolution in
Russiabourgeois-democratic or socialist? (4) What class
would provide political leadership to the mass popular struggle
against the tsarist autocracy? (5) In the development of the revolutionary
struggle against tsarism, what would be the relationship between
the major classes opposed to tsarismthe bourgeoisie, peasantry
and working class? (6) What would be the political outcome, the
form of government and state, that would arise on the basis of
the revolution?
It was Plekhanov who first tackled these questions in a systematic
manner in the 1880s and provided the programmatic foundation for
the development of the Russian Social Democratic movement. He
answered emphatically, as was his wont, that the coming revolution
in Russia would be of a bourgeois-democratic character. The task
of this revolution would be the overthrow of the tsarist regime,
the purging of state and society of Russias feudal legacy,
the democratization of political life, and the creation of the
best conditions for the full development of a modern capitalist
economy.
The political outcome of the revolution would be, and could
be nothing other than, a bourgeois-democratic parliamentary regime,
along the lines of what existed in the advanced bourgeois states
of Western Europe. Political power in this state would rest in
the hands of the bourgeoisie. Given the economic backwardness
of Russia, the overwhelming majority of whose population consisted
of illiterate or semi-literate peasants in the far-flung countryside,
there could be no talk of an immediate transition to socialism.
There simply did not exist within Russia the objective economic
prerequisites for so radical a transformation.
The task of the working class was to conduct the fight against
tsarist autocracy as the most militant social force within the
democratic camp, while recognizing and accepting the objectively
bourgeois-democratic limits imposed upon the revolution by the
level of Russias socio-economic development. This entailed,
unavoidably, some form of political alliance with the liberal
bourgeoisie in the struggle against tsarism. While maintaining
its political independence, the Social Democratic party would
not overstep its historically assigned role as the oppositional
force within the framework of a bourgeois-ruled democracy. It
would strive to move the bourgeois regime as far as possible toward
the implementation of programs of a progressive character, without
calling into question the capitalist character of the economy
and the maintenance of bourgeois property.
Plekhanovs program did not represent an explicit disavowal
of socialist objectives. The Father of Russian Marxism
would have denied indignantly that any such inference could be
drawn from his program. Rather, these objectives were transferred,
in deference to the existing level of Russian socio-economic development,
to the indefinite future. While Russia developed gradually along
capitalist lines and toward a level of economic maturity that
would make the transition to socialism possible, the Social Democratic
movement would utilize the opportunities provided by bourgeois
parliamentarianism to continue the political education of the
working class, preparing it for the eventual, though distant,
conquest of power.
To sum up, Plekhanov developed in its most finished form a
two-stage theory of revolution. First, the bourgeois-democratic
revolution and the consolidation of capitalist rule. Second, after
a more or less prolonged period of economic and political development,
the working classhaving completed the necessarily protracted
period of political apprenticeshipwould carry through the
second, socialist stage of the revolution.
For nearly two decades, Plekhanovs analysis of the driving
forces and the socio-economic and political character of the coming
revolution provided the imposing programmatic foundation upon
which the Russian Social Democratic Labor Party was built. However,
by the turn of the twentieth centuryand certainly as a consequence
of the outbreak of revolution in January 1905the weaknesses
in Plekhanovs perspectives began to emerge. The historical
framework employed by Plekhanov drew heavily on the revolutionary
experience of Western Europe, beginning with the French Revolution
of 1789-1794. The two-stage theory of revolution assumed that
developments in Russia would proceed along the lines of the old
and familiar pattern. The bourgeois revolution in Russia would,
as in France, bring the bourgeoisie to power. No other outcome
was possible.
Notwithstanding his often brilliant commentaries on the dialecticwhich,
as a matter of abstract logic Plekhanov could explain very wellthere
was a very definite element of formal logic in his analysis of
the Russian Revolution. As A = A, a bourgeois revolution equals
a bourgeois revolution. What Plekhanov failed to consider was
the manner in which profound differences in the social structure
of Russia, not to mention Europe and the world as a whole, affected
his political equation and the political calculations that flowed
from it. The question that had to be asked was whether the bourgeois
revolution in the twentieth century could be considered identical
to the bourgeois revolution in the eighteenth century, or even
in the mid-nineteenth century? This required that the category
of bourgeois revolution be examined not only from the
standpoint of its outer political form, but from the broader and
more profound standpoint of its socio-economic content.
Lenin and the democratic dictatorship
Lenin addressed this weakness in his analysis of the Russian
Revolution. What were the historical tasks, Lenin asked, associated
with the great bourgeois revolutions? That is, what were the critical
problems of social and economic, as well as political, development
that were tackled in the bourgeois revolutions in earlier historical
periods?
The main tasks undertaken by these bourgeois revolutions were
the liquidation of all remnants of feudal relations in the countryside
and the achievement of national unity. In Russia, it was the first
problem that loomed largest. The carrying through of the bourgeois-democratic
revolution would entail a massive peasant uprising against the
old landlords, and the expropriation and nationalization of their
large estates.
Such measures, however, would not be welcomed by the Russian
bourgeoisie, which, as a property-owning class, did not relish
nor seek to encourage expropriation in any form. Though the nationalization
of the land was, in an economic sense, a bourgeois measure
that would in the long term facilitate the development of capitalism,
the bourgeoisie was too deeply rooted in the defense of property
to support such a measure. In other words, the Russian bourgeoisie
was not to be relied on to carry through the bourgeois revolution.
In Russia, therefore, the bourgeois revolution of the early twentieth
century would have a social dynamic and assume a political form
fundamentally different from the earlier bourgeois revolutions.
The tasks of the bourgeois and democratic revolutions could be
carried through only in the face of a determined counterrevolutionary
alliance of the tsarist autocracy and the big bourgeoisie, on
the basis of an alliance between the Russian working class and
the dispossessed and impoverished peasant masses.
The question remained: what was to be the political form of
the state power that would emerge from this great worker-peasant
upheaval? In what amounted to a clear break with Plekhanovs
perspective of a more-or-less conventional bourgeois-democratic
parliamentary regime, Lenin proposed a new and very different
political outcome to the overthrow of the autocracy: a democratic
dictatorship of the proletariat and the peasantry.
With this term, Lenin indicated that he foresaw a government
of the most radical democratic character, formed on the basis
of an alliance of the Russian Social Democracy and the most politically
radical representatives of the peasantry. However, he denied explicitly
that such a revolutionary democratic regime would attempt to carry
out measures of a socialist character. He wrote in March 1905:
If Social Democracy sought to make the socialist revolution
its immediate aim, it would assuredly discredit itself. It is
precisely such vague and hazy ideas of our Socialist-Revolutionaries
that Social Democracy has always combated. For this reason Social
Democracy has constantly stressed the bourgeois nature of the
impending revolution in Russia and insisted on a clear line of
demarcation between the democratic minimum program and the socialist
maximum program. Some Social Democrats, who are inclined to yield
to spontaneity, might forget all this in time of revolution, but
not the Party as a whole. The adherents of this erroneous view
make an idol of spontaneity in their belief that the march of
events will compel the Social Democratic Party in such a position
to set about achieving the socialist revolution, despite itself.
Were this so, our program would be incorrect, it would not be
in keeping with the march of events, which is exactly
what the spontaneity worshippers fear; they fear for the correctness
of our program. But this fear ... is entirely baseless. Our program
is correct. And the march of events will assuredly confirm this
more and more fully as time goes on. It is the march of events
that will impose upon us the imperative necessity
of waging a furious struggle for the republic and, in practice,
guide our forces, the forces of the politically active proletariat,
in this direction. It is the march of events that will, in the
democratic revolution, inevitably impose upon us such a host of
allies from among the petty bourgeoisie and the peasantry, whose
real needs will demand the implementation of our minimum program,
that any concern over too rapid a transition to the maximum program
is simply absurd.[17]
Trotsky and the Permanent Revolution
In late 1904, on the eve of the revolutionary upheavals of
the approaching new year, the 25-year-old Leon Trotsky outlined
a strikingly original analysis of the socio-economic and political
dynamic of the anti-tsarist struggle in Russia. He rejected any
formalistic approach to the elaboration of Russian perspectives.
The democratic revolution in the Russia of the early twentieth
century could not simply repeat the forms taken by the anti-autocratic
revolutions 50, let alone 100 years earlier. First of all, the
development of capitalism on a European and world scale was on
an incomparably higher level than in the earlier historical periods.
Even Russian capitalism, though economically backward relative
to the most advanced European states, possessed a capitalist industry
infinitely more developed than that which had existed in the mid-nineteenth,
let alone the late eighteenth century.
The development of Russian industry, financed by French, English
and German capital, and highly concentrated in several strategic
industries and key cities, had produced a working class that,
though constituting a small percentage of the national population,
occupied an immense role in its economic life. Moreover, since
the mid-1890s, the Russian workers movement had assumed
a highly militant character, attained a high level of class consciousness,
and played a far more prominent and consistent role in the struggle
against the tsarist autocracy.
The objection raised by Trotsky to not only the two-stage revolution
perspective of Plekhanov but also the democratic dictatorship
hypothesized by Lenin was that both concepts imposed upon the
working class a self-limiting ordinance that would prove, in the
course of the actual development of the revolution, entirely unrealistic.
The assumption that there existed a Chinese wall between the democratic
and socialist stages of the revolution, and that the working class,
once it had overthrown the tsar, would then proceed to confine
its social struggles to that which was acceptable within the framework
of the capitalist system, was highly dubious. As the working class
sought to defend and extend the gains of the democratic revolution,
and fought to realize its own social interests, it would inevitably
come into conflict with the economic interests of the employers
and the capitalist system as a whole. In such a situationi.e.,
a bitter strike by workers against a reactionary and recalcitrant
employerwhat attitude would be taken by the working class
deputies or ministers holding responsible posts within a democratic
dictatorship? Would they side with the employers, tell the
workers that their demands exceeded what was permissible within
the framework of capitalism, and instruct them to bring their
struggle to a conclusion?
The position taken by Plekhanov and (in the aftermath of the
1903 split in the Russian Social Democratic Labor PartyRSDLP)
the Mensheviks was that socialists would avoid this political
dilemma by refusing to participate in a post-tsarist bourgeois
government. The demands of their two-stage perspective required,
as a matter of principle, political abstention.
This meant, in effect, that all political power was being ceded,
as a matter of historical and political necessity, to the bourgeoisie.
Aside from the schematic and formalistic character of this argument,
it actually ignored the political reality that the policy that
arose from the two-stage perspective would in all likelihood lead
to the shipwreck of the democratic revolution itself. Given the
cowardly character of the Russian bourgeoisie, its morbid fear
of the working class, its two-faced and essentially capitulatory
attitude toward the tsarist autocracy, there was no reason to
believe, Trotsky argued, that the Russian liberal bourgeoisie
would behave any less treacherously when confronted with revolution
than the German bourgeoisie in 1848-1849.
As for the formulation employed by Lenin, it envisaged a revolutionary
dictatorship in which the socialists wielded power alongside the
representatives of the peasantry. But it failed to indicate which
class would predominate in this governmental arrangement, or how
it would negotiate the inner tension between the socialistic strivings
of the working class and the bourgeois-capitalist limitations
of the democratic dictatorship. Trotsky insisted that no way could
be found out of this dilemma on the basis of capitalism or within
the framework of the democratic dictatorship advanced by Lenin.
The only viable political program for the working class was
one that accepted that the social and political dynamic of the
Russian revolution led inexorably to the conquest of power by
the working class. The democratic revolution in Russia (and, more
generally, in countries with a belated bourgeois development)
could only be completed, defended and consolidated through the
assumption of state power by the working class, with the support
of the peasantry. In such a situation, severe encroachments on
bourgeois property would be inevitable. The democratic revolution
would assume an increasingly socialistic character.
It is difficult to appreciate, especially 100 years later,
the impact of Trotskys argument upon Russian and, more broadly,
European socialists. To argue that the working class in backward
Russia should strive to conquer political power, that the coming
revolution would assume a socialistic character, seemed to fly
in the face of every assumption held by Marxists about the objective
economic prerequisites for socialism. Economically advanced Britain
was ripe for socialism (although its working class was among the
most conservative in Europe). Perhaps France and Germany. But
backward Russia? Impossible! Madness!
Trotskys anticipation of a proletarian socialist revolution
in Russia was certainly an intellectual tour de force.
But even more extraordinary was the theoretical insight that enabled
Trotsky to refute what had been universally accepted as the unanswerable
objection to the conquest of power by the working class and the
development of the revolution along socialistic, rather than simply
bourgeois-democratic linesthat is, the absence of the economic
prerequisites within Russia for socialism.
This objection could not be answered if the prospects for socialism
in Russia were considered within the framework of the national
development of that country. It could not be denied that the national
development of the Russian economy had not attained a level necessary
for the development of socialism. But what if Russia was analyzed
not simply as a national entity, but as an integral part of world
economy? Indeed, inasmuch as the expansion of Russian capitalism
was bound up with the inflow of international capital, the Russian
developments could be understood only as the expression of a complex
and unified world process.
As the Russian Revolution unfolded in 1905, Trotsky argued
that capitalism has converted the whole world into a single
economic and political organism.... This immediately gives the
events now unfolding an international character, and opens up
a wide horizon. The political emancipation of Russia led by the
working class will raise that class to a height as yet unknown
in history, which will transfer to it colossal power and resources,
and make it the initiator of the liquidation of world capitalism,
for which history has created all the objective conditions.[18]
Permit me to quote from an assessment that I made several years
ago of Trotskys analysis of the driving forces of Russian
and international revolutionary processes:
Trotskys approach represented an astonishing theoretical
breakthrough. As Einsteins relativity theoryanother
gift of 1905 to mankindfundamentally and irrevocably altered
the conceptual framework within which man viewed the universe
and provided a means of tackling problems for which no answers
could be found within the straitjacket of classical Newtonian
physics, Trotskys theory of Permanent Revolution fundamentally
shifted the analytical perspective from which revolutionary processes
were viewed. Prior to 1905, the development of revolutions was
seen as a progression of national events, whose outcome was determined
by the logic of the nations internal socio-economic structure
and relations. Trotsky proposed another approach: to understand
revolution, in the modern epoch, as essentially a world-historic
process of social transition from class society, rooted politically
in nation-states, to a classless society developing on the basis
of a globally integrated economy and internationally unified mankind.
I do not believe that the analogy to Einstein is far-fetched.
From an intellectual standpoint, the problems facing revolutionary
theorists at the turn of the twentieth century were similar to
those confronting physicists. Experimental data was accumulating
throughout Europe that could not be reconciled with the established
formulae of Newtonian classical physics. Matter, at least at the
level of sub-atomic particles, was refusing to behave as Mr. Newton
had said it should. Einsteins relativity theory provided
the new conceptual framework for understanding the material universe.
In a similar sense, the socialist movement was being
confronted with a flood of socio-economic and political data that
could not be adequately processed within the existing theoretical
framework. The sheer complexity of the modern world economy defied
simplistic definitions. The impact of world economic development
manifested itself, to a heretofore unprecedented extent, in the
contours of each national economy. Within even backward economies
there could be foundas a result of international foreign
investmentcertain highly advanced features. There existed
feudalist or semi-feudalist regimes, whose political structures
were encrusted with the remnants of the Middle Ages, that presided
over a capitalist economy in which heavy industry played a major
role. Nor was it unusual to find in countries with a belated capitalist
development a bourgeoisie that showed less interest in the success
of its democratic revolution than the indigenous working
class. Such anomalies could not be reconciled with formal strategical
precepts whose calculations assumed the existence of social phenomena
less riven by internal contradictions.
Trotskys great achievement consisted in elaborating
a new theoretical structure that was equal to the new social,
economic and political complexities. There was nothing utopian
in Trotskys approach. It represented, rather, a profound
insight into the impact of world economy on social and political
life. A realistic approach to politics and the elaboration of
effective revolutionary strategy was possible only to the extent
that socialist parties took as their objective starting point
the predominance of the international over the national. This
did not simply mean the promotion of international proletarian
solidarity. Without understanding its essential objective foundation
in world economy, and without making the objective reality of
world economy the basis of strategical thought, proletarian internationalism
would remain a utopian ideal, essentially unrelated to the program
and practice of nationally based socialist parties.
Proceeding from the reality of world capitalism, and
recognizing the objective dependence of Russian events on the
international economic and political environment, Trotsky foresaw
the inevitability of a socialist development of Russias
revolution. The Russian working class would be compelled to take
power and adopt, to one extent or another, measures of a socialist
character. Yet, in proceeding along socialist lines, the working
class in Russia would inevitably come up against the limitations
of the national environment. How would it find a way out of its
dilemma? By linking its fate to the European and world revolution
of which its own struggle was, in the final analysis, a manifestation.
This was the insight of a man who, like Einstein, had
just reached his 26th birthday. Trotskys theory of Permanent
Revolution made possible a realistic conception of world revolution.
The age of national revolutions had come to an endor, to
put it more precisely, national revolutions could be understood
only within the framework of the international socialist revolution.[19]
Let me sum up Trotskys perspective of Permanent Revolution:
Whether the economic prerequisites existed for socialism in Russia
or any other country, he argued, depended ultimately not upon
its own national level of economic development, but, rather, on
the general level attained by the growth of the productive forces
and the depth of capitalist contradictions on a world scale. In
countries such as Russia, with a belated capitalist development,
where the bourgeoisie was unable and unwilling to carry through
its own democratic revolution, the working class would be compelled
to come forward as the revolutionary force, rally behind it the
peasantry and all other progressive elements within society, take
power into its own hands and establish its revolutionary dictatorship,
and proceed, as conditions might require, to encroach upon bourgeois
property and embark upon tasks of a socialist character. Thus,
the democratic revolution would grow into a socialist revolution,
and in this way acquire the character of a Revolution in
Permanence, breaking down and overcoming all obstacles that
stood in the way of the liberation of the working class. However,
lacking within the national framework the economic resources necessary
for socialism, the working class would be obliged to seek support
for its revolution on an international scale.
But this reliance would not be based on utopian hopes. Rather,
the unfolding revolution, though it began on a national basis,
would reverberate internationally, escalating international class
tensions and contributing to the radicalization of workers throughout
the world. Thus, Trotsky maintained:
The completion of the socialist revolution within national
limits is unthinkable.... The socialist revolution begins on a
national arena, it unfolds on an international arena, and is completed
on the world arena. Thus, the socialist revolution becomes a permanent
revolution in a newer and broader sense of the word: it attains
completion only in the final victory of the new society on our
entire planet.[20]
Trotskys theory of permanent revolution, which argued
that the democratic revolution could be carried through only on
the basis of the conquest of political power by the working class,
supported by the peasantry, overthrew the most basic assumptions
of Russian Social Democracy. Even in 1905, as the revolution unfolded
with an energy that astonished all Europe, the Menshevik faction
of the RSDLP derided Trotskys perspective as a dangerous,
adventurist exaggeration of the political alternatives open to
the working class. The Menshevik position was summed up in a pamphlet
by Martynov:
Which form might this struggle for revolutionary hegemony
between the bourgeoisie and the proletariat take? We should not
fool ourselves. The coming Russian revolution shall be a bourgeois
revolution: this means that whatever its vicissitudes, even if
the proletariat were momentarily to find itself in power, in the
final analysis it will secure to greater or smaller extent the
rule of all or some of the bourgeois classes, and even if it were
most successful, even if it replaced tsarist autocracy with the
democratic republic, even in that case it would secure the complete
political rule of the bourgeoisie. The proletariat can get neither
complete nor assume partial political power in the state until
it makes the socialist revolution. This is the undisputed postulate
which separates us from the opportunism of the Jauresists. But
if that is so, then the coming revolution cannot realize any political
forms against the will of the whole bourgeoisie, since
it is this last which is destined to rule tomorrow. If that is
so, then by simply frightening the majority of the bourgeois
elements the revolutionary proletarian struggle could lead to
only one resultto the re-establishment of absolutism in
its initial form. The proletariat will not, of course, hold back
in light of this possible result, it will not refrain from frightening
the bourgeoisie at the very worst, if the matter is leading
decisively to a situation where a feigned constitutional compromise
would revive and strengthen the decaying autocracy. But when coming
into struggle, the proletariat does not, of course, have in mind
such an unfortunate outcome.
Martynovs pamphlet expressed with almost embarrassing
frankness the political psychology of the Menshevikswhich
not only insisted on the bourgeois character of the revolution,
but which also considered a misfortune the prospect of an open
clash with the bourgeoisie. Such a clash was to be regretted because
it pressed against the inviolable bourgeois limits of the revolution.
In opposition to Trotsky, the Mensheviks insisted that the Russian
Social-Democratic movement has no right to become tempted
by the illusion of power....
It is not possible within the framework of this lecture to
review the extended controversyspanning more than a decadeprovoked
by Trotskys perspective. I will confine myself to only the
most critical points. The Mensheviks categorically rejected the
possibility of a socialist revolution in Russia, and the Bolsheviks,
while rejecting any form of political adaptation to the liberal
bourgeoisie, insisted as well on the objectively bourgeois character
of the revolution.
What, then, accounted for the shift in the political line of
the Bolsheviks that made possible the conquest of power in 1917?
I believe that the answer to this question must be found in the
impact of the outbreak of World War I on Lenins appraisal
of the dynamic of the Russian Revolution. His recognition that
the war represented a turning point in the development and crisis
of capitalism as a world system compelled Lenin to reconsider
his perspective of the democratic dictatorship in Russia. The
involvement of Russia in the imperialist war expressed the dominance
of international over national conditions. The Russian bourgeoisie,
inextricably implicated in the reactionary network of imperialist
economic and political relations, was organically hostile to democracy.
The carrying through of the unresolved democratic tasks confronting
Russia fell upon the working class, which would mobilize behind
it the peasantry. And even though there did not exist within an
isolated Russia the economic prerequisites for socialism, the
crisis of European capitalismthe existence of a maturing
revolutionary crisis of which the war itself was a distorted and
reactionary expressionwould create an international political
environment that would make possible the linking up of the Russian
and European-wide revolution.
The revolutionary upheavals in Russia would provide a massive
impulse for the eruption of world socialist revolution. Upon returning
to Russia in April 1917, Lenin carried through a political struggle
to reorient the Bolshevik Party on the basis of an internationalist
political perspective that was based, in all essentials, upon
Trotskys Theory of Permanent Revolution. This shift laid
the political basis for the alliance of Lenin and Trotsky, and
for the victory of the October 1917 Revolution.
Despite Mr. Poppers objection that it is impossible to
predict the future, the events of 1905, 1917 and subsequent revolutions
throughout the twentieth century tended stubbornly to unfold very
much as Trotsky had said they would. In countries with a belated
bourgeois development, the national capitalist class would prove
time again that it was incapable of carrying through its own democratic
revolution. The working class would be confronted with the task
of conquering state power, accepting responsibility for the completion
of the democratic revolution, and, in so doing, it would attack
the foundations of capitalist society and initiate the socialist
transformation of the economy. Again and again, in one or another
countryin Russia in 1917, in Spain in 1936-1937, in China,
Indochina and India in the 1940s, in Indonesia in the 1960s, in
Chile and throughout Latin America in the 1970s, in Iran in 1979,
and in innumerable Middle Eastern and Africa countries during
the protracted post-colonial erathe fate of the working
class depended on the extent to which it recognized and acted
in accordance with the logic of socio-economic and political developments
as analyzed by Trotsky early in the twentieth century. Tragically,
in most cases, this analysis was opposed by the bureaucracies
that dominated the working class in these countries. The result
was not only the defeat of socialism, but the failure of the democratic
revolution itself.
But these experiences, however tragic, testify to the extraordinary
prescience of Trotskys analysis, its enduring relevance,
and, finally, to the critical life-and-death importance of Marxism
as the science of revolutionary perspective.
Notes:
[1] Historicism, in
Popper, Selections, ed. David Miller (Princeton: Princeton
University Press, 1985), p. 290.
[2] The Poverty of Historicism (London and New York: Routledge,
2002), pp. xi-xii.
[3] The Poverty of Historicism, p. 106.
[4] Georg Lukács, The Ontology of Social Being,
Volume 2: Marx (London: Merlin Press, 1978), p. 103.
[5] The Poverty of Historicism, p. 1.
[6] Dreams of a Final Theory: The Scientists Search for
the Ultimate Laws of Nature (New York: Vintage, 1994), pp.
36-37.
[7] Quoted by Plekhanov, in The Initial Phases in the Class
Struggle Theory, Selected Philosophical Works, Volume
II (Moscow: Progress Publishers, 1976), p. 439.
[8] A History of Socialist Thought: Volume I: The Forerunners
1789-1850, (London: Macmillan & Co., 1953), p. 2.
[9] Quoted in Hal Draper, Karl Marxs Theory of Revolution,
Volume IV: Critique of Other Socialisms (New York: Monthly Review
Press, 1990), p. 8.
[10] The Communist Manifesto (New York: Norton, 1988),
pp. 57-59.
[11] In the writings of Alexander Herzen, a brilliant account
is given of the reaction of the liberal bourgeoisie to the emergence
of the working class as a political force during the upheavals
of 1848: Since the Restoration, liberals of all countries
have called the people to the destruction of the monarchic and
feudal order, in the name of equality, of the tears of the unfortunate,
of the suffering of the oppressed, of the hunger of the poor.
They have enjoyed hounding down various ministers with a series
of impossible demands; they rejoiced when one feudal prop collapsed
after another, and in the end became so excited that they outstripped
their own desires. They came to their senses when, from behind
the half-demolished walls, there emerged the proletarian, the
worker with his axe and his blackened hands, hungry and half-naked
in ragsnot as he appears in books or in parliamentary chatter
or in philanthropic verbiage, but in reality. This unfortunate
brother about whom so much has been said, on whom so much
pity has been lavished, finally asked what were his freedom,
his equality, his fraternity? The liberals were
aghast at the impudence and ingratitude of the worker. They took
the streets of Paris by assault, they littered them with corpses,
and then they hid from their brother behind the bayonets
of martial law in their effort to save civilization and
order! [From the Other Shore (New York: George
Braziller, Inc., 1956), pp. 59-60.]
[12] Collected Works, Volume 10 (London: Lawrence and Wishart,
1978), pp. 280-81.
[13] Ibid, p. 281.
[14] Ibid, p. 284.
[15] Ibid, p. 287.
[16] Quoted in G. Plekhanov, Selected Philosophical Works,
vol. 1 (Moscow: Progress Publishers, 1974), p. 157.
[17] Permanent Revolution (London: New Park, 1971), p.
240.
[18] Permanent Revolution (London: New Park, 1971), p.
240.
[19] Toward a Reconsideration of Trotskys Legacy and
His Place in the History of the 20th Century, World Socialist Web Site, June 29, 2001, http://www.wsws.org/articles/2001/jun2001/dn-j29.shtml
[20] Permanent Revolution, p. 155.
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